Corporate and Securities Law

The definitive treatise on all aspects of securities law including background of the SEC statutes, federal regulation of the distribution of securities, coverage of the Securities Act of 1933, registration and post registration provisions of the 1934 Act, regulation of the securities markets, brokers, dealers, and investment advisers, the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy code, fraud, manipulation, civil liability, government litigation, SEC administrative law, conflict of laws, procedural aspects, and globalization.

Laws, rules, selected cases, forms, interpretations, explanations & other materials, organized by Act.

Full coverage of the Securities Act of 1933: The organization of the SEC; Definition of security and sale; Exempted securities and transactions, small issue exemptions, restricted and control securities; The registration process, registration forms, registration of investment company securities, the Trust Indenture Act of 1939; Civil liabilities, SEC and criminal enforcement.

A comprehensive treatise on the Securities Exchange Act of 1934. Coverage includes: The organization of the SEC; 1934 Act registration and reporting requirements, Integrated Disclosure, proxy rules and proxy contests, insider trading and short-swing trading; Registration and regulation of securities markets, broker-dealers, transfer agents, clearing agencies; SEC enforcement actions, private civil liabilities.

Westlaw database FLETCHER. A national treatise on corporation law and related subjects, including bankruptcy and securities law, with extensive citations to state cases.

A treatise that covers the formation and operation of corporations and other types of business entities. Includes extended discussion of corporate purposes and powers, distribution of corporate control, dividends, corporate finance, corporate creditors, close corporations, issues affecting shareholders, the rights and duties of corporate officers and directors, corporate redemptions and spin-offs, securities regulation, mergers and acquisitions, and corporate dissolution and liquidation.

The BNA Corporate Practice Portfolios, covering antitrust law, corporate political activity, forms of business, labor and employment , corporate and securities law, environment, and intellectual property.